Practice Free Data-Engineer-Associate AWS Certified Data Engineer - Associate (DEA-C01) Exam Questions Answers With Explanation

Option B is the best solution to meet the requirements with the least operational overhead because S3 Select is a feature that allows you to retrieve only a subset of data from an S3 object by using simple SQL expressions. S3 Select works on objects stored in CSV, JSON, or Parquet format. By using S3 Select, you can avoid the need to download and process the entire S3 object, which reduces the amount of data transferred and the computation time. S3 Select is also easy to use and does not require any additional services or resources.

Option A is not a good solution because it involves writing custom code and configuring an AWS Lambda function to load data from the S3 bucket into a pandas dataframe and query the required column. This option adds complexity and latency to the data retrieval process and requires additional resources and configuration. Moreover, AWS Lambda has limitations on the execution time, memory, and concurrency, which may affect the performance and reliability of the data retrieval process.

Option C is not a good solution because it involves creating and running an AWS Glue DataBrew project to consume the S3 objects and query the required column. AWS Glue DataBrew is a visual data preparation tool that allows you to clean, normalize, and transform data without writing code. However, in this scenario, the data is already in Parquet format, which is a columnar storage format that is optimized for analytics. Therefore, there is no need to use AWS Glue DataBrew to prepare the data. Moreover, AWS Glue DataBrew adds extra time and cost to the data retrieval process and requires additional resources and configuration.

Option D is not a good solution because it involves running an AWS Glue crawler on the S3 objects and using a SQL SELECT statement in Amazon Athena to query the required column. An AWS Glue crawler is a service that can scan data sources and create metadata tables in the AWS Glue Data Catalog. The Data Catalog is a central repository that stores information about the data sources, such as schema, format, and location. Amazon Athena is a serverless interactive query service that allows you to analyze data in S3 using standard SQL. However, in this scenario, the schema and format of the data are already known and fixed, so there is no need to run a crawler to discover them. Moreover, running a crawler and using Amazon Athena adds extra time and cost to the data retrieval process and requires additional services and configuration.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

S3 Select and Glacier Select - Amazon Simple Storage Service

AWS Lambda - FAQs

What Is AWS Glue DataBrew? - AWS Glue DataBrew

Populating the AWS Glue Data Catalog - AWS Glue

What is Amazon Athena? - Amazon Athena

The company wants to use Amazon Kinesis Data Firehose to transform CSV files into JSON format and store the files in Apache Parquet format with the least development effort.

Option B: Use Kinesis Data Firehose to convert the CSV files to JSON and to store the files in Parquet format.Kinesis Data Firehose supports data format conversion natively, including converting incoming CSV data to JSON format and storing the resulting files in Parquet format in Amazon S3. This solution requires the least development effort because it uses built-in transformation features of Kinesis Data Firehose.

Other options (A, C, D) involve invoking AWS Lambda functions, which would introduce additional complexity and development effort compared to Kinesis Data Firehose’s native format conversion capabilities.

The STL ALERT EVENT LOG table view records anomalies when the query optimizer identifies conditions that might indicate performance issues. These conditions include skewed data distribution, missing statistics, nested loop joins, and broadcasted data. The STL ALERT EVENT LOG table view can help the data engineer to identify and troubleshoot the root causes of performance issues and optimize the query execution plan. The other table views are not relevant for this requirement. STL USAGE CONTROL records the usage limits and quotas for Amazon Redshift resources. STL QUERY METRICS records the execution time and resource consumption of queries. STL PLAN INFO records the query execution plan and the steps involved in each query. References:

STL ALERT EVENT LOG

System Tables and Views

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

To meet both encryption at rest and in transit, a single Amazon EMR security configuration can be created specifying the AWS KMS key for encryption at rest and the PEM file for in-transit encryption. The study guide clearly states:

“AWS Key Management Service (KMS) provides encryption for data at rest, and SSL/TLS ensures encryption for data in transit, providing end-to-end encryption within an AWS environment.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

A single security configuration is sufficient and the cleanest way to apply these security features during EMR cluster setup.

Problem Analysis:

The company needs near real-time replication of MySQL updates to Amazon Redshift.

Minimal development effort is required for this solution.

Key Considerations:

AWS DMS provides a full load + CDC (Change Data Capture) mode for continuous replication of database changes.

DMS integrates natively with both MySQL and Redshift, simplifying setup.

Solution Analysis:

Option A: AWS Glue Job

Glue is batch-oriented and does not support near real-time replication.

Option B: DMS with Full Load + CDC

Efficiently handles initial database load and continuous updates.

Requires minimal setup and operational overhead.

Option C: AppFlow SDK

AppFlow is not designed for database replication. Custom connectors increase development effort.

Option D: DataSync

DataSync is for file synchronization and not suitable for database updates.

Final Recommendation:

Use AWS DMS in full load + CDC mode for continuous replication.

AWS Database Migration Service Documentation

Setting Up DMS with Redshift

The data engineer needs to ensure that the data in an Amazon EMR cluster is encrypted both at rest and in transit. The data in Amazon S3 is already encrypted using an AWS KMS key. To meet the requirements, the most suitable solution is to create an EMR security configuration that specifies the correct KMS key for at-rest encryption and use the PEM file for in-transit encryption.

Option C: Create an Amazon EMR security configuration. Specify the appropriate AWS KMS key for at-rest encryption for the S3 bucket. Specify the Amazon S3 path of the PEM file for in-transit encryption. Use the security configuration during EMR cluster creation.This option configures encryption for both data at rest (using KMS keys) and data in transit (using the PEM file for SSL/TLS encryption). This approach ensures that data is fully protected during storage and transfer.

Options A, B, and D either involve creating unnecessary additional security configurations or make inaccurate assumptions about the way encryption configurations are attached.

AWS Glue ETL is designed for scalable and serverless data processing, and it supports integrated quality enforcement using AWS Glue Data Quality, which makes it the most cost-effective and integrated option when combined with Amazon RDS for MySQL as the relational database.

“AWS Glue can perform data validation as part of the ETL process, ensuring data quality before storing the data in the target data store.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Using AWS Glue Data Quality directly in the ETL workflow is simpler and more cost-effective than separating transformation (Glue) and validation (DataBrew) into different services.

In AWS Glue, table partitions are managed as metadata objects within the AWS Glue Data Catalog. To add a new partition to an existing table, the correct and supported approach is to use the AWS Glue Data Catalog API, such as the CreatePartition operation, or equivalent console or SDK actions.

Updating the table schema alone does not create partitions or inform Glue about new partition values. Editing metadata files directly in Amazon S3 is unsupported and can corrupt the Data Catalog. Manually modifying the S3 bucket structure without registering partitions in Glue will result in Athena and other query engines being unable to recognize the partitions.

By adding partitions through the Glue Data Catalog API, query engines such as Amazon Athena and Amazon Redshift Spectrum can perform partition pruning, which significantly improves query performance by scanning only relevant data.

This method aligns with AWS best practices, ensures metadata consistency, and avoids unnecessary operational risk. Therefore, Option C is the correct solution.

Amazon Redshift query performance for large joins depends heavily on data distribution and query optimization. Using the KEY distribution style on both tables ensures that rows with the same join key are co-located on the same compute nodes, minimizing costly data redistribution during joins.

Selecting a high-cardinality column as the distribution key is critical to evenly distribute data across nodes and prevent data skew. Low-cardinality keys can cause hotspots where too much data resides on a small number of nodes, degrading performance.

Using EVEN distribution on the 10-billion-row table and ALL distribution on the 900-million-row table is inefficient because ALL distribution replicates the entire table to every node, which is not appropriate for large datasets. The Amazon Redshift query optimizer operates automatically and does not require manual selection.

Amazon Redshift Advisor analyzes workload patterns and provides actionable recommendations for distribution styles, sort keys, and query optimizations. Using Redshift Advisor allows the data engineer to apply proven optimizations based on actual cluster usage.

Therefore, combining KEY distribution with a high-cardinality join column and leveraging Amazon Redshift Advisor recommendations is the most effective solution to improve query performance.

For secure migration of data from an on-premises data center to AWS without using the public internet, AWS Direct Connect is the most secure and reliable method. Using Secrets Manager to store service account credentials ensures that the credentials are managed securely with automatic rotation.

AWS Direct Connect:

Direct Connect establishes a dedicated, private connection between the on-premises data center and AWS, avoiding the public internet. This is ideal for secure, high-speed data transfers.

Amazon S3 Intelligent-Tiering is designed to optimize storage costs by automatically moving objects between access tiers based on access patterns. Since Apache Iceberg works with S3 storage, using Intelligent-Tiering provides cost-efficiency without the need for custom development or jobs.

Option B improves performance but doesn't optimize cost automatically.

Option C is not a real AWS Glue feature – Glue does not automatically optimize Iceberg storage.

Option D requires custom development effort, which is contrary to the requirement.

“S3 Intelligent-Tiering is ideal for data lakes and analytics use cases that access data irregularly.”

The requirement to retain immutable object versions using a WORM model mandates the use of S3 Object Lock, not just S3 Versioning. Object Lock enforces immutability by preventing deletion or modification of objects for a specified retention period, which is required for compliance scenarios such as regulatory data retention.

To meet the access requirement of retrieving data within 5 hours, the appropriate archival storage class is S3 Glacier Flexible Retrieval, which supports expedited and standard retrieval within minutes to hours. S3 Glacier Deep Archive does not meet this requirement because retrieval times are typically 12 hours or longer.

Using S3 Intelligent-Tiering for active data optimizes storage costs automatically before transitioning older objects. A lifecycle policy can then transition objects older than 1 year to Glacier Flexible Retrieval and delete them after the 7-year retention period expires.

Options that rely only on S3 Versioning do not provide immutability guarantees. Options using Glacier Deep Archive fail the access-time requirement. Therefore, Option C is the only solution that satisfies WORM compliance, retrieval-time constraints, and cost optimization.

Problem Analysis:

The pipeline processes compressed files in S3 and must support incremental data processing.

AWS Glue features must facilitate tracking progress to avoid reprocessing the same data.

Key Considerations:

Incremental data processing requires tracking which files or partitions have already been processed.

The solution must be automated and efficient for large-scale ETL jobs.

Solution Analysis:

Option A: Workflows

Workflows organize and orchestrate multiple Glue jobs but do not track progress for incremental data processing.

Option B: Triggers

Triggers initiate Glue jobs based on a schedule or events but do not track which data has been processed.

Option C: Job Bookmarks

Job bookmarks track the state of the data that has been processed, enabling incremental processing.

Automatically skip files or partitions that were previously processed in Glue jobs.

Option D: Classifiers

Classifiers determine the schema of incoming data but do not handle incremental processing.

Final Recommendation:

Job bookmarks are specifically designed to enable incremental data processing in AWS Glue ETL pipelines.

AWS Glue Job Bookmarks Documentation

AWS Glue ETL Features

AWS Step Functions is a fully managed, serverless orchestration service designed to coordinate multiple AWS services into reliable workflows. Step Functions natively provide automatic retries, error handling, state-level visibility, and execution history, which directly satisfy the requirements for retry logic and monitoring individual pipeline stages.

In this solution, AWS Lambda functions are used for batch data ingestion, AWS Glue jobs handle transformation, and Amazon S3 is used for storage. Step Functions orchestrate these stages while maintaining clear separation of responsibilities. Each step can be configured with retry and catch policies, allowing the workflow to automatically recover from transient failures without manual intervention.

Chaining AWS Glue jobs alone does not provide detailed stage-level visibility or flexible retry control, and setting MaxRetries to 0 contradicts the retry requirement. EventBridge-based pipelines lack native workflow state tracking. Amazon MWAA introduces unnecessary operational overhead, including environment management and Airflow maintenance.

Therefore, using AWS Step Functions to orchestrate Lambda and Glue provides the most scalable, observable, and low-maintenance solution.

The problem likely arises from Athena not being able to read from the correct S3 location or missing partitions. The two most relevant troubleshooting steps involve checking the S3 location and repairing the table metadata.

A. Confirm that Athena is pointing to the correct Amazon S3 location:

One of the most common issues with missing data in Athena queries is that the query is pointed to an incorrect or outdated S3 location. Checking the S3 path ensures Athena is querying the correct data.

Option A and B are the correct answers because they meet the requirements most cost-effectively. Using an AWS Lambda function and the Athena Boto3 client start_query_execution API call to invoke the Athena queries programmatically is a simple and scalable way to orchestrate the queries. Creating an AWS Step Functions workflow and adding two states to check the query status and invoke the next query is a reliable and efficient way to handle the long-running queries.

Option C is incorrect because using an AWS Glue Python shell job to invoke the Athena queries programmatically is more expensive than using a Lambda function, as it requires provisioning and running a Glue job for each query.

Option D is incorrect because using an AWS Glue Python shell script to run a sleep timer that checks every 5 minutes to determine whether the current Athena query has finished running successfully is not a cost-effective or reliable way to orchestrate the queries, as it wastes resources and time.

Option E is incorrect because using Amazon Managed Workflows for Apache Airflow (Amazon MWAA) to orchestrate the Athena queries in AWS Batch is an overkill solution that introduces unnecessary complexity and cost, as it requires setting up and managing an Airflow environment and an AWS Batch compute environment.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 5: Data Orchestration, Section 5.2: AWS Lambda, Section 5.3: AWS Step Functions, Pages 125-135

Building Batch Data Analytics Solutions on AWS, Module 5: Data Orchestration, Lesson 5.1: AWS Lambda, Lesson 5.2: AWS Step Functions, Pages 1-15

AWS Documentation Overview, AWS Lambda Developer Guide, Working with AWS Lambda Functions, Configuring Function Triggers, Using AWS Lambda with Amazon Athena, Pages 1-4

AWS Documentation Overview, AWS Step Functions Developer Guide, Getting Started, Tutorial: Create a Hello World Workflow, Pages 1-8

Versioning with MFA Delete protects against accidental or malicious deletions by requiring multi-factor authentication to permanently remove objects or versions.

“To protect data from accidental deletion, enable S3 Versioning and MFA Delete, which requires MFA for object deletions and prevents unintentional loss.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This is the AWS best practice for securing critical S3 data.

In this scenario, the company is using Amazon Elastic Kubernetes Service (EKS) and wants secure access to DynamoDB without embedding credentials inside the application containers. The best practice is to use IAM roles for service accounts (IRSA), which allows assigning IAM roles to Kubernetes service accounts. This lets the EKS pods assume specific IAM roles securely, without the need to store credentials in containers.

IAM Roles for Service Accounts (IRSA):

With IRSA, each pod in the EKS cluster can assume an IAM role that grants access to DynamoDB without needing to manage long-term credentials. The IAM role can be attached to the service account associated with the pod.

This ensures least privilege access, improving security by preventing credentials from being embedded in the containers.

Problem Analysis:

The company uses AWS Glue for ETL pipelines and must enforce data quality checks during pipeline execution.

The goal is to implement quality checks with minimal implementation effort.

Key Considerations:

AWS Glue provides an Evaluate Data Quality transform that allows for defining quality checks directly in the pipeline.

DQDL (Data Quality Definition Language) simplifies the process by allowing declarative rule definitions.

Solution Analysis:

Option A: SQL Transform

SQL queries can implement rules but require manual effort for each rule and do not integrate natively with Glue.

Option B: Evaluate Data Quality Transform + DQDL

AWS Glue’s built-in Evaluate Data Quality transform is designed for this use case.

Allows defining thresholds and rules in DQDL with minimal coding effort.

Option C: Custom Transform with PyDeequ

PyDeequ is a powerful library but adds unnecessary complexity compared to Glue’s native features.

Option D: Custom Transform with Great Expectations

Similar to PyDeequ, Great Expectations adds operational complexity and external dependencies.

Final Recommendation:

Use the Evaluate Data Quality transform with DQDL to implement data quality rules in AWS Glue pipelines.

AWS Glue Data Quality

DQDL Syntax and Examples

AWS Glue Studio Documentation

To perform cross-Region snapshot copying of an encrypted Redshift cluster, AWS documentation and the exam study guide clearly outline two essential steps:

You must create a snapshot copy grant in the destination Region. This allows Amazon Redshift to encrypt the snapshots using the specified AWS KMS key.

You must enable snapshot copying in the source Region and specify the name of the snapshot copy grant that was created in the destination Region.

From the study guide:

“To enable cross-region copy of encrypted snapshots, you must create a snapshot copy grant in the destination Region and enable snapshot copying in the source Region by specifying the snapshot copy grant name.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Option E (Multi-AZ deployment) is not applicable to Amazon Redshift, which does not support Multi-AZ configurations like Amazon RDS.

Amazon Aurora zero-ETL integration with Amazon Redshift Serverless is designed specifically to provide near real-time analytics on transactional data with minimal operational overhead. This integration continuously replicates changes from Aurora MySQL databases into Redshift Serverless without requiring data pipelines, replication tasks, or infrastructure management.

Because the requirement emphasizes near real-time latency and minimal management, zero-ETL integration is the optimal choice. It eliminates the need to configure and monitor AWS DMS tasks, manage Glue jobs, or build and scale Lambda-based ingestion logic. Schema changes, data synchronization, and replication are handled automatically by AWS.

AWS DMS Serverless, while managed, still requires task configuration and monitoring and typically introduces more latency than zero-ETL integrations. AWS Glue jobs and Lambda functions require custom code, scheduling, and error handling, increasing both complexity and maintenance effort.

Therefore, setting up Aurora zero-ETL integration with Amazon Redshift Serverless best satisfies the requirements and aligns with AWS best practices for modern analytics architectures.

The issue described is that the AWS Glue job is reprocessing files from previous runs despite the bookmark feature being enabled. Bookmarks in AWS Glue allow jobs to keep track of which files or data have already been processed to avoid reprocessing. The most likely reason for reprocessing the files is missing S3 permissions, specifically s3

s3

is a permission required by AWS Glue when bookmarks are enabled to ensure Glue can retrieve metadata from the files in S3, which is necessary for the bookmark mechanism to function correctly. Without this permission, Glue cannot track which files have been processed, resulting in reprocessing during subsequent runs.

Concurrency settings (Option B) and the version of AWS Glue (Option C) do not affect the bookmark behavior. Similarly, the lack of a commit statement (Option D) is not applicable in this context, as Glue handles commits internally when interacting with Redshift and S3.

Thus, the root cause is likely related to insufficient permissions on the S3 bucket, specifically s3

, which is required for bookmarks to work as expected.

AWS Glue is a fully managed and serverless ETL platform that supports scripts in PySpark or Python shell jobs.

Workflows in Glue orchestrate multiple job stages without infrastructure management.

“Use AWS Glue Workflows to build and orchestrate complex multi-stage ETL pipelines using serverless AWS Glue jobs.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This meets the “serverless only” and “runs scripts” requirements precisely.

Problem Analysis:

The company uses DynamoDB for gaming data storage and needs to ingest data into Amazon OpenSearch Service in near real time.

Data updates must propagate quickly to OpenSearch for analytics or search purposes.

Key Considerations:

DynamoDB Streams provide near-real-time capture of table changes (inserts, updates, and deletes).

Integration with AWS Lambda allows seamless processing of these changes.

OpenSearch offers APIs for indexing and updating documents, which Lambda can invoke.

Solution Analysis:

Option A: Step Functions with Periodic Export

Not suitable for near-real-time updates; introduces significant latency.

Operationally complex to manage periodic exports and S3 data ingestion.

Option B: AWS Glue Job

AWS Glue is designed for ETL workloads but lacks real-time processing capabilities.

Option C: DynamoDB Streams + Lambda

DynamoDB Streams capture changes in near real time.

Lambda can process these streams and use the OpenSearch API to update the index.

This approach provides low latency and seamless integration with minimal operational overhead.

Option D: Custom OpenSearch Plugin

Writing a custom plugin adds complexity and is unnecessary with existing AWS integrations.

Implementation Steps:

Enable DynamoDB Streams for the relevant DynamoDB tables.

Create a Lambda function to process stream records:

Parse insert, update, and delete events.

Use OpenSearch APIs to index or update documents based on the event type.

Set up a trigger to invoke the Lambda function whenever there are changes in the DynamoDB Stream.

Monitor and log errors for debugging and operational health.

Amazon DynamoDB Streams Documentation

AWS Lambda and DynamoDB Integration

Amazon OpenSearch Service APIs

The data engineer needs to detect custom categories of PII within the data lake using AWS Glue DataBrew. While DataBrew provides standard data quality rules, the solution must support custom PII categories.

Option B: Implement custom data quality rules in DataBrew. Apply the custom rules across datasets.This option is the most efficient because DataBrew allows the creation of custom data quality rules that can be applied to detect specific data patterns, including custom PII categories. This approach minimizes operational overhead while ensuring that the specific privacy requirements are met.

Options A, C, and D either involve manual intervention or developing custom scripts, both of which increase operational effort compared to using DataBrew's built-in capabilities.

Changing the volume type of the existing gp2 volumes to gp3 is the easiest and fastest way to migrate to the new storage type without any downtime or data loss. You can use the AWS Management Console, the AWS CLI, or the Amazon EC2 API to modify the volume type, size, IOPS, and throughput of your gp2 volumes. The modification takes effect immediately, and you can monitor the progress of the modification using CloudWatch. The other options are either more complex or require additional steps, such as creating snapshots, transferring data, or attaching new volumes, which can increase the operational overhead and the risk of errors. References:

Migrating Amazon EBS volumes from gp2 to gp3 and save up to 20% on costs (Section: How to migrate from gp2 to gp3)

Switching from gp2 Volumes to gp3 Volumes to Lower AWS EBS Costs (Section: How to Switch from GP2 Volumes to GP3 Volumes)

Modifying the volume type, IOPS, or size of an EBS volume - Amazon Elastic Compute Cloud (Section: Modifying the volume type)

To ensure that Branch B is up to date with the latest changes in the master branch before submitting a pull request, the correct approach is to perform a git rebase. This command rewrites the commit history so that Branch B will be based on the latest changes in the master branch.

git rebase master:

This command moves the commits of Branch B to be based on top of the latest state of the master branch. It allows the developer to resolve any conflicts and create a clean history.

The most efficient and low-operational-overhead solution for ingesting data into Amazon Redshift from Amazon Kinesis Data Streams is to use Amazon Redshift streaming ingestion. This feature allows Redshift to directly ingest streaming data from Kinesis Data Streams and process it in real-time.

Amazon Redshift Streaming Ingestion:

Redshift supports native streaming ingestion from Kinesis Data Streams, allowing real-time data to be queried using materialized views.

This solution reduces operational complexity because you don't need intermediary services like Amazon Kinesis Data Firehose or S3 for batch loading.

Amazon RDS is a fully managed service that provides relational databases in the cloud. Amazon RDS for MySQL is one of the supported database engines that you can use to run your applications. Amazon RDS provides various features and tools to monitor and optimize the performance of your DB instances, such as Performance Insights, Enhanced Monitoring, CloudWatch metrics and alarms, etc.

Using the Performance Insights feature of Amazon RDS to identify queries that have high CPU utilization and optimizing the problematic queries will help reduce the CPU utilization of the DB instance. Performance Insights is a feature that allows you to analyze the load on your DB instance and determine what is causing performance issues. Performance Insights collects, analyzes, and displays database performance data using an interactive dashboard. You can use Performance Insights to identify the top SQL statements, hosts, users, or processes that are consuming the most CPU resources. You can also drill down into the details of each query and see the execution plan, wait events, locks, etc. By using Performance Insights, you can pinpoint the root cause of the high CPU utilization and optimize the queries accordingly. For example, you can rewrite the queries to make them more efficient, add or remove indexes, use prepared statements, etc.

Implementing caching to reduce the database query load will also help reduce the CPU utilization of the DB instance. Caching is a technique that allows you to store frequently accessed data in a fast and scalable storage layer, such as Amazon ElastiCache. By using caching, you can reduce the number of requests that hit your database, which in turn reduces the CPU load on your DB instance. Caching also improves the performance and availability of your application, as it reduces the latency and increases the throughput of your data access. You can use caching for various scenarios, such as storing session data, user preferences, application configuration, etc. You can also use caching for read-heavy workloads, such as displaying product details, recommendations, reviews, etc.

The other options are not as effective as using Performance Insights and caching. Modifying the database schema to include additional tables and indexes may or may not improve the CPU utilization, depending on the nature of the workload and the queries. Adding more tables and indexes may increase the complexity and overhead of the database, which may negatively affect the performance. Rebooting the RDS DB instance once each week will not reduce the CPU utilization, as it will not address the underlying cause of the high CPU load. Rebooting may also cause downtime and disruption to your application. Upgrading to a larger instance size may reduce the CPU utilization, but it will also increase the cost and complexity of your solution. Upgrading may also not be necessary if you can optimize the queries and reduce the database load by using caching. References:

Amazon RDS

Performance Insights

Amazon ElastiCache

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide], Chapter 3: Data Storage and Management, Section 3.1: Amazon RDS

The streaming ingestion feature of Amazon Redshift enables you to ingest data from streaming sources, such as Amazon Kinesis Data Streams, into Amazon Redshift tables in near real-time. You can use the streaming ingestion feature to process the streaming data from the wearable devices, hospital equipment, and patient records. The streaming ingestion feature also supports incremental updates, which means you can append new data or update existing data in the Amazon Redshift tables. This way, you can store the data in an Amazon Redshift Serverless warehouse and support near real-time analytics of the streaming data and the previous day’s data. This solution meets the requirements with the least operational overhead, as it does not require any additional services or components to ingest and process the streaming data. The other options are either not feasible or not optimal. Loading data into Amazon Kinesis Data Firehose and then into Amazon Redshift (option A) would introduce additional latency and cost, as well as require additional configuration and management. Loading data into Amazon S3 and then using the COPY command to load the data into Amazon Redshift (option C) would also introduce additional latency and cost, as well as require additional storage space and ETL logic. Using the Amazon Aurora zero-ETL integration with Amazon Redshift (option D) would not work, as it requires the data to be stored in Amazon Aurora first, which is not the case for the streaming data from the healthcare company. References:

Using streaming ingestion with Amazon Redshift

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 3: Data Ingestion and Transformation, Section 3.5: Amazon Redshift Streaming Ingestion

Lake Formation requires that S3 locations be registered before they can be accessed by AWS Glue crawlers, jobs, or queries. Registering the location associates it with the Lake Formation permissions framework.

“Before AWS Glue crawlers can access an S3 path managed by Lake Formation, the S3 location must be registered in Lake Formation.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

 The error message indicates that the AWS Glue job cannot access the Amazon S3 bucket through the VPC endpoint. This could be because the VPC’s route table does not have the necessary routes to direct the traffic to the endpoint. To fix this, the data engineer must verify that the route table has an entry for the Amazon S3 service prefix (com.amazonaws.region.s3) with the target as the VPC endpoint ID. This will allow the AWS Glue job to use the VPC endpoint to access the S3 bucket without going through the internet or a NAT gateway. For more information, see Gateway endpoints. References:

Troubleshoot the AWS Glue error “VPC S3 endpoint validation failed”

Amazon VPC endpoints for Amazon S3

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide]

When AWS Glue jobs run inside a private subnet, they must use secure and supported methods to access external databases. AWS Glue supports JDBC connections to on-premises databases, but best practices require secure credential management and explicit driver configuration.

Using a JDBC driver stored in Amazon S3 allows Glue to connect to PostgreSQL without relying on default drivers. Storing credentials in AWS Secrets Manager eliminates hard-coded credentials and enables secure rotation, aligning with AWS security best practices.

Simply specifying credentials inline is less secure and not recommended. SASL connections are not supported for PostgreSQL JDBC connections. Security groups alone do not establish connectivity or authentication.

Therefore, Option D is the correct and production-grade solution.

To address the requirement of masking PII data and ensuring secure access throughout the data pipeline, the combination of AWS Glue DataBrew and IAM provides a low-maintenance solution.

A. AWS Glue DataBrew for Masking:

AWS Glue DataBrew provides a visual tool to perform data transformations, including masking PII data. It allows for easy configuration of data transformation tasks without requiring manual coding, making it ideal for this use case.

The Amazon Redshift Data API enables you to interact with your Amazon Redshift data warehouse in an easy and secure way. You can use the Data API to run SQL commands, such as loading data into tables, without requiring a persistent connection to the cluster. The Data API also integrates with Amazon EventBridge, which allows you to monitor the execution status of your SQL commands and trigger actions based on events. By using the Data API to publish an event to EventBridge, the data engineer can invoke the Lambda function that writes the load statuses to the DynamoDB table. This solution is scalable, reliable, and cost-effective. The other options are either not possible or not optimal. You cannot use a second Lambda function to invoke the first Lambda function based on CloudWatch or CloudTrail events, as these services do not capture the load status of Redshift tables. You can use the Data API to publish a message to an SQS queue, but this would require additional configuration and polling logic to invoke the Lambda function from the queue. This would also introduce additional latency and cost. References:

Using the Amazon Redshift Data API

Using Amazon EventBridge with Amazon Redshift

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 2: Data Store Management, Section 2.2: Amazon Redshift

Problem Analysis:

The company needs cross-account access to allow QuickSight in BI-Account to interact with an S3 bucket in Hub-Account.

The bucket is encrypted with an AWS KMS key.

Appropriate permissions must be set for both S3 access and KMS decryption.

Key Considerations:

QuickSight requires IAM permissions to access S3 data and decrypt files using the KMS key.

Both S3 and KMS permissions need to be properly configured across accounts.

Solution Analysis:

Option A: Use Existing KMS Key for Encryption

While the existing KMS key is used for encryption, it must also grant decryption permissions to QuickSight.

Option B: Add S3 Bucket to QuickSight Role

Granting S3 bucket access to the QuickSight service role is necessary for cross-account access.

Option C: AWS RAM for Bucket Sharing

AWS RAM is not required; bucket policies and IAM roles suffice for granting cross-account access.

Option D: IAM Policy for KMS Access

QuickSight’s service role in BI-Account needs explicit permissions to use the KMS key for decryption.

Option E: Add KMS Key as Resource for Role

The KMS key must explicitly list the QuickSight role as an entity that can access it.

Implementation Steps:

S3 Bucket Policy in Hub-Account:Add a policy to the S3 bucket granting the QuickSight service role access:

json

{

"Version": "2012-10-17",

"Statement": [

{

"Effect": "Allow",

"Principal": { "AWS": "arn:aws:iam:::role/service-role/QuickSightRole" },

"Action": "s3:GetObject",

"Resource": "arn:aws:s3:::/*"

}

]

}

KMS Key Policy in Hub-Account:Add permissions for the QuickSight role:

{

"Version": "2012-10-17",

"Statement": [

{

"Effect": "Allow",

"Principal": { "AWS": "arn:aws:iam:::role/service-role/QuickSightRole" },

"Action": [

"kms:Decrypt",

"kms:DescribeKey"

],

"Resource": "*"

}

]

}

IAM Policy for QuickSight Role in BI-Account:Attach the following policy to the QuickSight service role:

{

"Version": "2012-10-17",

"Statement": [

{

"Effect": "Allow",

"Action": [

"s3:GetObject",

"kms:Decrypt"

],

"Resource": [

"arn:aws:s3:::/*",

"arn:aws:kms:::key/"

]

}

]

}

Setting Up Cross-Account S3 Access

AWS KMS Key Policy Examples

Amazon QuickSight Cross-Account Access

Option C is the correct answer because the Map state is designed to process a collection of data in parallel by applying the same transformation to each element. The Map state can invoke a nested workflow for each element, which can be another state machine or a Lambda function. The Map state will wait until all the parallel executions are completed before moving to the next state.

Option A is incorrect because the Parallel state is used to execute multiple branches of logic concurrently, not to process a collection of data. The Parallel state can have different branches with different logic and states, whereas the Map state has only one branch that is applied to each element of the collection.

Option B is incorrect because the Choice state is used to make decisions based on a comparison of a value to a set of rules. The Choice state does not process any data or invoke any nested workflows.

Option D is incorrect because the Wait state is used to delay the state machine from continuing for a specified time. The Wait state does not process any data or invoke any nested workflows.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 5: Data Orchestration, Section 5.3: AWS Step Functions, Pages 131-132

Building Batch Data Analytics Solutions on AWS, Module 5: Data Orchestration, Lesson 5.2: AWS Step Functions, Pages 9-10

AWS Documentation Overview, AWS Step Functions Developer Guide, Step Functions Concepts, State Types, Map State, Pages 1-3

The requirement is to manage the size of an Amazon DynamoDB table by automatically deleting data older than 1 month without disrupting ongoing read or write operations. The simplest and most maintenance-free solution is to use DynamoDB Time-to-Live (TTL).

Option A: Use the DynamoDB TTL feature to automatically expire data based on timestamps.DynamoDB TTL allows you to specify an attribute (e.g., a timestamp) that defines when items in the table should expire. After the expiration time, DynamoDB automatically deletes the items, freeing up storage space and keeping the table size under control without manual intervention or disruptions to ongoing operations.

Other options involve higher maintenance and manual scheduling or scanning operations, which increase complexity unnecessarily compared to the native TTL feature.

Amazon Redshift supports dynamic data masking, which enables you to limit sensitive data visibility to specific users and roles without duplicating the data. This approach supports showing only parts of a column’s values (e.g., last four digits) and full visibility for authorized roles (e.g., auditors).

“With dynamic data masking, you can control how much sensitive data a user sees in query results without changing the data in the table.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

IAM roles are used to associate users with the appropriate masking rules, keeping security tight and avoiding the creation of duplicate data views or tables.

For high-performance analytics in Athena and EMR Spark, the columnar storage formats Parquet and ORC deliver the shortest query times. These formats minimize I/O, enable predicate pushdown, and support efficient compression and parallel reads.

When integrated with the AWS Glue Data Catalog, schema evolution is automatically tracked and managed across queries.

This combination (Parquet/ORC + Glue Catalog) is explicitly recommended by AWS for analytical workloads on S3 data lakes.

“For analytical workloads using Amazon EMR and Athena, store data in columnar formats such as Parquet or ORC. These formats provide optimized compression and query performance.”

– Ace the AWS Certified Data Engineer – Associate Certification – version 2 – apple.pdf

“Use the AWS Glue Data Catalog to manage table schemas and schema evolution for columnar data formats such as Parquet and ORC.”

– Ace the AWS Certified Data Engineer – Associate Certification – version 2 – apple.pdf

Therefore, using ORC or Parquet along with the Glue Data Catalog achieves the shortest Athena query times and seamless schema management.

 The Amazon Redshift Data API is a built-in feature that allows you to run SQL queries on Amazon Redshift data with web services-based applications, such as AWS Lambda, Amazon SageMaker notebooks, and AWS Cloud9. The Data API does not require a persistent connection to your database, and it provides a secure HTTP endpoint and integration with AWS SDKs. You can use the endpoint to run SQL statements without managing connections. The Data API also supports both Amazon Redshift provisioned clusters and Redshift Serverless workgroups. The Data API is the best solution for running real-time queries on the financial data from within the trading application, as it has the least operational overhead compared to the other options.

Option A is not the best solution, as establishing WebSocket connections to Amazon Redshift would require more configuration and maintenance than using the Data API. WebSocket connections are also not supported by Amazon Redshift clusters or serverless workgroups.

Option C is not the best solution, as setting up JDBC connections to Amazon Redshift would also require more configuration and maintenance than using the Data API. JDBC connections are also not supported by Redshift Serverless workgroups.

Option D is not the best solution, as storing frequently accessed data in Amazon S3 and using Amazon S3 Select to run the queries would introduce additional latency and complexity than using the Data API. Amazon S3 Select is also not optimized for real-time queries, as it scans the entire object before returning the results. References:

Using the Amazon Redshift Data API

Calling the Data API

Amazon Redshift Data API Reference

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

The best solution to cost optimize the company’s use of Amazon Athena without adding any additional infrastructure costs is to use the query result reuse feature of Amazon Athena for the SQL queries. This feature allows you to run the same query multiple times without incurring additional charges, as long as the underlying data has not changed and the query results are still in the query result location in Amazon S31. This feature is useful for scenarios where you have a petabyte-scale dataset that is updated infrequently, such as once a day, and you have a BI application that runs the same queries repeatedly, such as every hour. By using the query result reuse feature, you can reduce the amount of data scanned by your queries and save on the cost of running Athena. You can enable or disable this feature at the workgroup level or at the individual query level1.

Option A is not the best solution, as configuring an Amazon S3 Lifecycle policy to move data to the S3 Glacier Deep Archive storage class after 1 day would not cost optimize the company’s use of Amazon Athena, but rather increase the cost and complexity. Amazon S3 Lifecycle policies are rules that you can define to automatically transition objects between different storage classes based on specified criteria, such as the age of the object2. S3 Glacier Deep Archive is the lowest-cost storage class in Amazon S3, designed for long-term data archiving that is accessed once or twice in a year3. While moving data to S3 Glacier Deep Archive can reduce the storage cost, it would also increase the retrieval cost and latency, as it takes up to 12 hours to restore the data from S3 Glacier Deep Archive3. Moreover, Athena does not support querying data that is in S3 Glacier or S3 Glacier Deep Archive storage classes4. Therefore, using this option would not meet the requirements of running on-demand SQL queries on the dataset.

Option C is not the best solution, as adding an Amazon ElastiCache cluster between the BI application and Athena would not cost optimize the company’s use of Amazon Athena, but rather increase the cost and complexity. Amazon ElastiCache is a service that offers fully managed in-memory data stores, such as Redis and Memcached, that can improve the performance and scalability of web applications by caching frequently accessed data. While using ElastiCache can reduce the latency and load on the BI application, it would not reduce the amount of data scanned by Athena, which is the main factor that determines the cost of running Athena. Moreover, using ElastiCache would introduce additional infrastructure costs and operational overhead, as you would have to provision, manage, and scale the ElastiCache cluster, and integrate it with the BI application and Athena.

Option D is not the best solution, as changing the format of the files that are in the dataset to Apache Parquet would not cost optimize the company’s use of Amazon Athena without adding any additional infrastructure costs, but rather increase the complexity. Apache Parquet is a columnar storage format that can improve the performance of analytical queries by reducing the amount of data that needs to be scanned and providing efficient compression and encoding schemes. However, changing the format of the files that are in the dataset to Apache Parquet would require additional processing and transformation steps, such as using AWS Glue or Amazon EMR to convert the files from their original format to Parquet, and storing the converted files in a separate location in Amazon S3. This would increase the complexity and the operational overhead of the data pipeline, and also incur additional costs for using AWS Glue or Amazon EMR. References:

Query result reuse

Amazon S3 Lifecycle

S3 Glacier Deep Archive

Storage classes supported by Athena

[What is Amazon ElastiCache?]

[Amazon Athena pricing]

[Columnar Storage Formats]

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

S3 Lifecycle policies automate data retention and deletion. By specifying an expiration rule for 7 years, objects older than that period are permanently deleted without manual intervention.

“To automatically delete aged data, configure an S3 Lifecycle rule with an expiration policy for objects older than the retention period.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

 This solution meets the requirements of implementing real-time analytics capabilities with the least operational overhead. By creating an external schema in Amazon Redshift, you can access the data from Kinesis Data Streams using SQL queries without having to load the data into the cluster. By creating a materialized view on top of the stream, you can store the results of the query in the cluster and make them available for analysis. By setting the materialized view to auto refresh, you can ensure that the view is updated with the latest data from the stream at regular intervals. This way, you can derive near real-time insights by using existing BI and analytics tools. References:

Amazon Redshift streaming ingestion

Creating an external schema for Amazon Kinesis Data Streams

Creating a materialized view for Amazon Kinesis Data Streams

AWS Lake Formation is a service that allows you to easily set up, secure, and manage data lakes. One of the features of Lake Formation is row-level security, which enables you to control access to specific rows or columns of data based on the identity or role of the user. This feature is useful for scenarios where you need to restrict access to sensitive or regulated data, such as customer data from different countries. By registering the S3 bucket as a data lake location in Lake Formation, you can use the Lake Formation console or APIs to define and apply row-level security policies to the data in the bucket. You can also use Lake Formation blueprints to automate the ingestion and transformation of data from various sources into the data lake. This solution requires the least operational effort compared to the other options, as it does not involve creating or moving data, or managing multiple tables, views, or roles. References:

AWS Lake Formation

Row-Level Security

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 4: Data Lakes and Data Warehouses, Section 4.2: AWS Lake Formation

AWS Secrets Manager is a service that allows you to securely store and manage secrets, such as database credentials, API keys, passwords, etc. You can use Secrets Manager to encrypt, rotate, and audit your secrets, as well as to control access to them using fine-grained policies. AWS Glue is a fully managed service that provides a serverless data integration platform for data preparation, data cataloging, and data loading. AWS Glue jobs allow you to transform and load data from various sources into various targets, using either a graphical interface (AWS Glue Studio) or a code-based interface (AWS Glue console or AWS Glue API).

Storing the credentials in AWS Secrets Manager and granting the AWS Glue job 1AM role access to the stored credentials will meet the requirements, as it will remediate the security vulnerability in the AWS Glue job and securely store the credentials. By using AWS Secrets Manager, you can avoid hard coding the credentials in the job script, which is a bad practice that exposes the credentials to unauthorized access or leakage. Instead, you can store the credentials as a secret in Secrets Manager and reference the secret name or ARN in the job script. You can also use Secrets Manager to encrypt the credentials using AWS Key Management Service (AWS KMS), rotate the credentials automatically or on demand, and monitor the access to the credentials using AWS CloudTrail. By granting the AWS Glue job 1AM role access to the stored credentials, you can use the principle of least privilege to ensure that only the AWS Glue job can retrieve the credentials from Secrets Manager. You can also use resource-based or tag-based policies to further restrict the access to the credentials.

The other options are not as secure as storing the credentials in AWS Secrets Manager and granting the AWS Glue job 1AM role access to the stored credentials. Storing the credentials in the AWS Glue job parameters will not remediate the security vulnerability, as the job parameters are still visible in the AWS Glue console and API. Storing the credentials in a configuration file that is in an Amazon S3 bucket and accessing the credentials from the configuration file by using the AWS Glue job will not be as secure as using Secrets Manager, as the configuration file may not be encrypted or rotated, and the access to the file may not be audited or controlled. References:

AWS Secrets Manager

AWS Glue

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 6: Data Integration and Transformation, Section 6.1: AWS Glue

For query workloads on S3 data that depend on date-based filters, partitioning by order date optimizes performance and cost because Athena reads only the relevant partitions.

Athena scales automatically and doesn’t degrade with increasing data size when partitions are managed efficiently.

“Partitioning data in Amazon S3 based on query predicates such as order date improves Athena query performance and reduces scanned data volume.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This is the most cost-effective and scalable option for date-based queries.

Option C best matches the requirement of no new code with least operational effort because it keeps the analyst’s work inside the AWS-native, visual ETL experience and produces standardized outputs that data engineers can extend. The study material emphasizes that AWS provides visual data preparation capabilities that let users “clean and normalize data without writing any code,” which is exactly what the analyst needs before advanced engineering transformations begin.

Option A requires Python and Pandas, which directly violates the “does not require writing new code” requirement and introduces dependency management and debugging overhead. Option B uses multiple services (Canvas + Data Wrangler + Glue), which increases the number of moving parts, permissions, handoffs, and operational surface area compared to a single-service preparation approach. Option D offloads the entire preparation step to engineers, which increases operational effort and delays because the analyst cannot directly implement and iterate on standardization.

Using recipe-style transformations in the Glue visual interface aligns with the documented goal of simplifying data preparation workflows while enabling the engineering team to add more complex steps later in the pipeline.

AWS Database Migration Service (AWS DMS) is purpose-built to migrate and continuously replicate data from both AWS-hosted and on-premises databases. It supports full-load (existing data) and change data capture (CDC) for ongoing changes, making it the most cost-effective and operationally simple solution in this scenario.

“DMS supports both full-load and continuous replication via CDC. This enables replicating existing and future data from various sources to a data lake in Amazon S3.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

AWS Glue is not suitable for real-time CDC replication across hybrid environments.

The query editor v2 in Amazon Redshift is a web-based tool that allows users to run SQL queries and scripts on Amazon Redshift clusters. The query editor v2 supports creating and managing materialized views, which are precomputed results of a query that can improve the performance of subsequent queries. The query editor v2 also supports scheduling queries to run at specified intervals, which can be used to refresh materialized views automatically. This solution requires the least effort, as it does not involve any additional services, coding, or configuration. The other solutions are more complex and require more operational overhead. Apache Airflow is an open-source platform for orchestrating workflows, which can be used to refresh materialized views, but it requires setting up and managing an Airflow environment, creating DAGs (directed acyclic graphs) to define the workflows, and integrating with Amazon Redshift. AWS Lambda is a serverless compute service that can run code in response to events, which can be used to refresh materialized views, but it requires creating and deploying Lambda functions, defining UDFs within Amazon Redshift, and triggering the functions using events or schedules. AWS Glue is a fully managed ETL service that can run jobs to transform and load data, which can be used to refresh materialized views, but it requires creating and configuring Glue jobs, defining Glue workflows to orchestrate the jobs, and scheduling the workflows using triggers. References:

Query editor V2

Working with materialized views

Scheduling queries

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide]

 AWS DataSync is an online data movement and discovery service that simplifies and accelerates data migrations to AWS as well as moving data to and from on-premises storage, edge locations, other cloud providers, and AWS Storage services1. AWS DataSync can copy data to and from various sources and targets, including Amazon S3, and handle files in multiple formats. AWS DataSync also supports incremental transfers, meaning it can detect and copy only the changes to the data, reducing the amount of data transferred and improving the performance. AWS DataSync can automate and schedule the transfer process using triggers, and monitor the progress and status of the transfers using CloudWatch metrics and events1.

AWS DataSync is the most operationally efficient way to transfer the data in this scenario, as it meets all the requirements and offers a serverless and scalable solution. AWS Glue, AWS Direct Connect, and Amazon S3 Transfer Acceleration are not the best options for this scenario, as they have some limitations or drawbacks compared to AWS DataSync. AWS Glue is a serverless ETL service that can extract, transform, and load data from various sources to various targets, including Amazon S32. However, AWS Glue is not designed for large-scale data transfers, as it has some quotas and limits on the number and size of files it can process3. AWS Glue also does not support incremental transfers, meaning it would have to copy the entire data set every time, which would be inefficient and costly.

AWS Direct Connect is a service that establishes a dedicated network connection between your on-premises data center and AWS, bypassing the public internet and improving the bandwidth and performance of the data transfer. However, AWS Direct Connect is not a data transfer service by itself, as it requires additional services or tools to copy the data, such as AWS DataSync, AWS Storage Gateway, or AWS CLI. AWS Direct Connect also has some hardware and location requirements, and charges you for the port hours and data transfer out of AWS.

Amazon S3 Transfer Acceleration is a feature that enables faster data transfers to Amazon S3 over long distances, using the AWS edge locations and optimized network paths. However, Amazon S3 Transfer Acceleration is not a data transfer service by itself, as it requires additional services or tools to copy the data, such as AWS CLI, AWS SDK, or third-party software. Amazon S3 Transfer Acceleration also charges you for the data transferred over the accelerated endpoints, and does not guarantee a performance improvement for every transfer, as it depends on various factors such as the network conditions, the distance, and the object size. References:

AWS DataSync

AWS Glue

AWS Glue quotas and limits

[AWS Direct Connect]

[Data transfer options for AWS Direct Connect]

[Amazon S3 Transfer Acceleration]

[Using Amazon S3 Transfer Acceleration]

AWS Glue DataBrew provides a no-code way to define and run data quality rulesets for data stored in S3. You can trigger profiling jobs via Amazon EventBridge on new uploads for automated checks.

“Use AWS Glue DataBrew to define and run data quality rules on S3 datasets with minimal coding effort. Automate validation by triggering jobs through EventBridge.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

 Changing the distribution key to the table column that has the largest dimension will help to balance the load more evenly across all five compute nodes. The distribution key determines how the rows of a table are distributed among the slices of the cluster. If the distribution key is not chosen wisely, it can cause data skew, meaning some slices will have more data than others, resulting in uneven CPU load and query performance. By choosing the table column that has the largest dimension, meaning the column that has the most distinct values, as the distribution key, the data engineer can ensure that the rows are distributed more uniformly across the slices, reducing data skew and improving query performance.

The other options are not solutions that will meet the requirements. Option A, changing the sort key to be the data column that is most often used in a WHERE clause of the SQL SELECT statement, will not affect the data distribution or the CPU load. The sort key determines the order in which the rows of a table are stored on disk, which can improve the performance of range-restricted queries, but not the load balancing. Option C, upgrading the reserved node from ra3.4xlarge to ra3.16xlarge, will not maintain the current number of compute nodes, as it will increase the cost and the capacity of the cluster. Option D, changing the primary key to be the data column that is most often used in a WHERE clause of the SQL SELECT statement, will not affect the data distribution or the CPU load either. The primary key is a constraint that enforces the uniqueness of the rows in a table, but it does not influence the data layout or the query optimization. References:

Choosing a data distribution style

Choosing a data sort key

Working with primary keys

Apache Iceberg is a table format designed for large-scale data lakes that supports ACID transactions, schema evolution, time travel, and row-level updates and deletes. Using S3 Tables with Apache Iceberg provides a fully managed experience that integrates natively with Amazon Athena, Amazon Redshift, and Amazon EMR.

By using AWS Glue with the Iceberg catalog, the data engineer can perform daily updates and deletions without managing Spark clusters, compaction scheduling, or metadata cleanup manually. Iceberg handles snapshots, file pruning, and unreferenced file removal automatically, significantly reducing operational overhead.

Apache Hudi requires Amazon EMR clusters, Spark jobs, and manual compaction orchestration, increasing complexity. The Parquet-only approaches in options C and D do not support updates or deletes efficiently and would require full rewrites of datasets, which is not scalable.

Therefore, using S3 Tables with Apache Iceberg provides the most efficient, scalable, and low-maintenance solution that satisfies all query and update requirements.

AWS Step Functions allows you to orchestrate ETL jobs and workflows by integrating with AWS Glue and EventBridge. It supports both scheduled and event-driven executions with minimal operational overhead, making it ideal for hybrid triggering.

AWS Glue workflows are limited in orchestration logic.

MWAA (option B) is powerful but requires more infrastructure management.

EMR Serverless + Lambda (option D) is possible but involves more components.

“Use Step Functions to coordinate multiple services like Glue and EventBridge for event-driven or scheduled workflows.”

Problem Analysis:

The company runs a daily AWS Glue ETL pipeline to clean and transform files received in an S3 bucket.

If a file is incomplete or empty, the previous day’s file should be retained.

Need a solution to validate files before overwriting the existing file.

Key Considerations:

Automate data validation with minimal human intervention.

Use built-in AWS Glue capabilities for ease of integration.

Ensure robust validation for missing or incomplete data.

Solution Analysis:

Option A: Lambda Function for Validation

Lambda can validate files, but it would require custom code.

Does not leverage AWS Glue’s built-in features, adding operational complexity.

Option B: AWS Glue Data Quality Rules

AWS Glue Data Quality allows defining Data Quality Definition Language (DQDL) rules.

Rules can validate if required fields are missing or if the file is empty.

Automatically integrates into the existing ETL pipeline.

If validation fails, retain the previous day’s file.

Option C: AWS Glue Studio with Filling Missing Values

Modifying ETL code to fill missing values with most common values risks introducing inaccuracies.

Does not handle empty files effectively.

Option D: Athena Query for Validation

Athena can drop rows with missing values, but this is a post-hoc solution.

Requires manual intervention to copy the corrected file to S3, increasing complexity.

Final Recommendation:

Use AWS Glue Data Quality to define validation rules in DQDL for identifying missing or incomplete data.

This solution integrates seamlessly with the ETL pipeline and minimizes manual effort.

Implementation Steps:

Enable AWS Glue Data Quality in the existing ETL pipeline.

Define DQDL Rules, such as:

Check if a file is empty.

Verify required fields are present and non-null.

Configure the pipeline to proceed with overwriting only if the file passes validation.

In case of failure, retain the previous day’s file.

AWS Glue Data Quality Overview

Defining DQDL Rules

AWS Glue Studio Documentation

 Amazon Redshift Serverless is a new feature of Amazon Redshift that enables you to run SQL queries on data in Amazon S3 without provisioning or managing any clusters. You can use Amazon Redshift Serverless to automatically process the analytics workload, as it scales up and down the compute resources based on the query demand, and charges you only for the resources consumed. This solution will meet the requirements with the least operational overhead, as it does not require the data engineer to create, delete, pause, or resume any Redshift clusters, or to manage any infrastructure manually. You can use the Amazon Redshift Data API to run queries from the AWS CLI, AWS SDK, or AWS Lambda functions12.

The other options are not optimal for the following reasons:

A. Use Amazon Step Functions to pause the Redshift cluster when the analytics processes are complete and to resume the cluster to run new processes every month. This option is not recommended, as it would still require the data engineer to create and delete a new Redshift provisioned cluster every month, which can incur additional costs and time. Moreover, this option would require the data engineer to use Amazon Step Functions to orchestrate the workflow of pausing and resuming the cluster, which can add complexity and overhead.

C. Use the AWS CLI to automatically process the analytics workload. This option is vague and does not specify how the AWS CLI is used to process the analytics workload. The AWS CLI can be used to run queries on data in Amazon S3 using Amazon Redshift Serverless, Amazon Athena, or Amazon EMR, but each of these services has different features and benefits. Moreover, this option does not address the requirement of not managing the infrastructure manually, as the data engineer may still need to provision and configure some resources, such as Amazon EMR clusters or Amazon Athena workgroups.

D. Use AWS CloudFormation templates to automatically process the analytics workload. This option is also vague and does not specify how AWS CloudFormation templates are used to process the analytics workload. AWS CloudFormation is a service that lets you model and provision AWS resources using templates. You can use AWS CloudFormation templates to create and delete a Redshift provisioned cluster every month, or to create and configure other AWS resources, such as Amazon EMR, Amazon Athena, or Amazon Redshift Serverless. However, this option does not address the requirement of not managing the infrastructure manually, as the data engineer may still need to write and maintain the AWS CloudFormation templates, and to monitor the status and performance of the resources.

1: Amazon Redshift Serverless

2: Amazon Redshift Data API

Amazon Step Functions

AWS CLI

AWS CloudFormation

 An open source data lake format, such as Apache Parquet, Apache ORC, or Delta Lake, is a cost-effective way to perform a change data capture (CDC) operation on semi-structured data stored in Amazon S3. An open source data lake format allows you to query data directly from S3 using standard SQL, without the need to move or copy data to another service. An open source data lake format also supports schema evolution, meaning it can handle changes in the data structure over time. An open source data lake format also supports upserts, meaning it can insert new data and update existing data in the same operation, using a merge command. This way, you can efficiently capture the changes from the data source and apply them to the S3 data lake, without duplicating or losing any data.

The other options are not as cost-effective as using an open source data lake format, as they involve additional steps or costs. Option A requires you to create and maintain an AWS Lambda function, which can be complex and error-prone. AWS Lambda also has some limits on the execution time, memory, and concurrency, which can affect the performance and reliability of the CDC operation. Option B and D require you to ingest the data into a relational database service, such as Amazon RDS or Amazon Aurora, which can be expensive and unnecessary for semi-structured data. AWS Database Migration Service (AWS DMS) can write the changed data to the data lake, but it also charges you for the data replication and transfer. Additionally, AWS DMS does not support JSON as a source data type, so you would need to convert the data to a supported format before using AWS DMS. References:

What is a data lake?

Choosing a data format for your data lake

Using the MERGE INTO command in Delta Lake

[AWS Lambda quotas]

[AWS Database Migration Service quotas]

The correct answer is to configure AWS Glue triggers to run the ETL jobs every hour and use AWS Glue connections to establish connectivity between the data sources and Amazon Redshift. AWS Glue triggers are a way to schedule and orchestrate ETL jobs with the least operational overhead. AWS Glue connections are a way to securely connect to data sources and targets using JDBC or MongoDB drivers. AWS Glue DataBrew is a visual data preparation tool that does not support MongoDB as a data source. AWS Lambda functions are a serverless option to schedule and run ETL jobs, but they have a limit of 15 minutes for execution time, which may not be enough for complex transformations. The Redshift Data API is a way to run SQL commands on Amazon Redshift clusters without needing a persistent connection, but it does not support loading data from AWS Glue ETL jobs. References:

AWS Glue triggers

AWS Glue connections

AWS Glue DataBrew

[AWS Lambda functions]

[Redshift Data API]

Option A is the correct answer because it meets the requirements with the least operational overhead. Creating an S3 event notification that has an event type of s3:ObjectCreated:* will trigger the Lambda function whenever a new object is created in the S3 bucket. Using a filter rule to generate notifications only when the suffix includes .csv will ensure that the Lambda function only runs for .csv files. Setting the ARN of the Lambda function as the destination for the event notification will directly invoke the Lambda function without any additional steps.

Option B is incorrect because it requires the user to tag the objects with .csv, which adds an extra step and increases the operational overhead.

Option C is incorrect because it uses an event type of s3:*, which will trigger the Lambda function for any S3 event, not just object creation. This could result in unnecessary invocations and increased costs.

Option D is incorrect because it involves creating and subscribing to an SNS topic, which adds an extra layer of complexity and operational overhead.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 3: Data Ingestion and Transformation, Section 3.2: S3 Event Notifications and Lambda Functions, Pages 67-69

Building Batch Data Analytics Solutions on AWS, Module 4: Data Transformation, Lesson 4.2: AWS Lambda, Pages 4-8

AWS Documentation Overview, AWS Lambda Developer Guide, Working with AWS Lambda Functions, Configuring Function Triggers, Using AWS Lambda with Amazon S3, Pages 1-5

When processing many small files, the overhead of managing partitions can degrade performance. Rather than scaling workers manually, enabling AWS Glue auto scaling dynamically adjusts worker count based on resource requirements, which is cost-effective and addresses the performance concern.

“AWS Glue auto scaling automatically adds or removes workers based on the workload, which is efficient for handling performance bottlenecks when working with many small files.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Manually scaling up workers or increasing their size (A, B) can be more expensive and less adaptive.

The FLEX execution class allows you to run AWS Glue jobs on spare compute capacity instead of dedicated hardware. This can reduce the cost of running non-urgent or non-time sensitive data integration workloads, such as testing and one-time data loads. The FLEX execution class is available for AWS Glue 3.0 Spark jobs. The other options are not as cost-effective as FLEX, because they either use dedicated resources (STANDARD) or do not affect the cost at all (Spot Instance type and GlueVersion). References:

Introducing AWS Glue Flex jobs: Cost savings on ETL workloads

Serverless Data Integration – AWS Glue Pricing

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide (Chapter 5, page 125)

 The best solutions to resolve the performance bottleneck and reduce Athena query planning time are to create an AWS Glue partition index and enable partition filtering, and to use Athena partition projection based on the S3 bucket prefix.

AWS Glue partition indexes are a feature that allows you to speed up query processing of highly partitioned tables cataloged in AWS Glue Data Catalog. Partition indexes are available for queries in Amazon EMR, Amazon Redshift Spectrum, and AWS Glue ETL jobs. Partition indexes are sublists of partition keys defined in the table. When you create a partition index, you specify a list of partition keys that already exist on a given table. AWS Glue then creates an index for the specified keys and stores it in the Data Catalog. When you run a query that filters on the partition keys, AWS Glue uses the partition index to quickly identify the relevant partitions without scanning the entire table metadata. This reduces the query planning time and improves the query performance1.

Athena partition projection is a feature that allows you to speed up query processing of highly partitioned tables and automate partition management. In partition projection, Athena calculates partition values and locations using the table properties that you configure directly on your table in AWS Glue. The table properties allow Athena to ‘project’, or determine, the necessary partition information instead of having to do a more time-consuming metadata lookup in the AWS Glue Data Catalog. Because in-memory operations are often faster than remote operations, partition projection can reduce the runtime of queries against highly partitioned tables. Partition projection also automates partition management because it removes the need to manually create partitions in Athena, AWS Glue, or your external Hive metastore2.

Option B is not the best solution, as bucketing the data based on a column that the data have in common in a WHERE clause of the user query would not reduce the query planning time. Bucketing is a technique that divides data into buckets based on a hash function applied to a column. Bucketing can improve the performance of join queries by reducing the amount of data that needs to be shuffled between nodes. However, bucketing does not affect the partition metadata retrieval, which is the main cause of the performance bottleneck in this scenario3.

Option D is not the best solution, as transforming the data that is in the S3 bucket to Apache Parquet format would not reduce the query planning time. Apache Parquet is a columnar storage format that can improve the performance of analytical queries by reducing the amount of data that needs to be scanned and providing efficient compression and encoding schemes. However, Parquet does not affect the partition metadata retrieval, which is the main cause of the performance bottleneck in this scenario4.

Option E is not the best solution, as using the Amazon EMR S3DistCP utility to combine smaller objects in the S3 bucket into larger objects would not reduce the query planning time. S3DistCP is a tool that can copy large amounts of data between Amazon S3 buckets or from HDFS to Amazon S3. S3DistCP can also aggregate smaller files into larger files to improve the performance of sequential access. However, S3DistCP does not affect the partition metadata retrieval, which is the main cause of the performance bottleneck in this scenario5. References:

Improve query performance using AWS Glue partition indexes

Partition projection with Amazon Athena

Bucketing vs Partitioning

Columnar Storage Formats

S3DistCp

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

 AWS Glue workflows are a cost-effective way to orchestrate complex ETL jobs that involve multiple crawlers, jobs, and triggers. AWS Glue workflows allow you to visually monitor the progress and dependencies of your ETL tasks, and automatically handle errors and retries. AWS Glue workflows also integrate with other AWS services, such as Amazon S3, Amazon Redshift, and AWS Lambda, among others, enabling you to leverage these services for your data processing workflows. AWS Glue workflows are serverless, meaning you only pay for the resources you use, and you don’t have to manage any infrastructure.

AWS Step Functions, AWS Glue Studio, and Amazon MWAA are also possible options for orchestrating ETL pipelines, but they have some drawbacks compared to AWS Glue workflows. AWS Step Functions is a serverless function orchestrator that can handle different types of data processing, such as real-time, batch, and stream processing. However, AWS Step Functions requires you to write code to define your state machines, which can be complex and error-prone. AWS Step Functions also charges you for every state transition, which can add up quickly for large-scale ETL pipelines.

AWS Glue Studio is a graphical interface that allows you to create and run AWS Glue ETL jobs without writing code. AWS Glue Studio simplifies the process of building, debugging, and monitoring your ETL jobs, and provides a range of pre-built transformations and connectors. However, AWS Glue Studio does not support workflows, meaning you cannot orchestrate multiple ETL jobs or crawlers with dependencies and triggers. AWS Glue Studio also does not support streaming data sources or targets, which limits its use cases for real-time data processing.

Amazon MWAA is a fully managed service that makes it easy to run open-source versions of Apache Airflow on AWS and build workflows to run your ETL jobs and data pipelines. Amazon MWAA provides a familiar and flexible environment for data engineers who are familiar with Apache Airflow, and integrates with a range of AWS services such as Amazon EMR, AWS Glue, and AWS Step Functions. However, Amazon MWAA is not serverless, meaning you have to provision and pay for the resources you need, regardless of your usage. Amazon MWAA also requires you to write code to define your DAGs, which can be challenging and time-consuming for complex ETL pipelines. References:

AWS Glue Workflows

AWS Step Functions

AWS Glue Studio

Amazon MWAA

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide