Practice Free PC-BA-FBA-20 BCS Foundation Certificate in Business Analysis V4.0 Exam Questions Answers With Explanation

When documenting risks in a business case, it is essential to follow structured processes to ensure risks are appropriately identified, analyzed, and managed. Let’s evaluate each option again based on best practices outlined in the BCS Business Analysis Framework and other methodologies:

Key Considerations:

Risk Documentation: Risks must be recorded systematically to ensure they are visible, actionable, and traceable.

Ownership of Risks: Assigning ownership ensures accountability and clarity about who is responsible for monitoring and mitigating each risk.

Risk Management Lifecycle: The process typically involves identification, documentation, assessment, ownership assignment, and response planning.

Evaluation of Each Option:

A. Create a RAID log

A RAID log (Risks, Assumptions, Issues, and Dependencies) is a widely used tool in business analysis and project management for capturing and managing risks systematically.

It provides a centralized repository for tracking risks, assumptions, issues, and dependencies, ensuring that risks are documented comprehensively and transparently.

This aligns with best practices for risk management and is a critical first step in ensuring risks are appropriately recorded.

Conclusion: This is a must-do action.

B. Document the source of each risk

While documenting the source of each risk can provide valuable context, it is not a mandatory or primary step in the initial documentation phase.

Sources of risks are often identified during risk analysis or root cause analysis, which occurs after risks have been recorded.

Although useful, this step is secondary to creating a RAID log and assigning ownership.

Conclusion: This is not the most critical action at this stage.

C. Identify an owner for each risk

Assigning ownership for each risk is a fundamental part of risk management. Without clear ownership, risks may remain unmonitored or unaddressed.

Ownership ensures accountability and helps streamline communication and decision-making regarding risk mitigation strategies.

According to the BCS Business Analysis Framework , identifying risk owners is a key responsibility during the risk documentation process.

Conclusion: This is a must-do action.

D. Provide justification for each countermeasure identified

Justifying countermeasures is part of the risk response planning phase, which occurs after risks have been documented, assessed, and prioritized.

At this stage, John’s focus should be on identifying and recording risks, not on evaluating or justifying solutions.

Conclusion: This is not relevant at the documentation stage.

E. Impact assessment of each countermeasure identified

Similar to option D, impact assessments for countermeasures are conducted during the risk response planning phase, not during the initial documentation phase.

This step is premature and does not align with the immediate need to document risks.

Conclusion: This is not relevant at the documentation stage.

Final Recommendation:

Based on the BCS Business Analysis Framework and industry best practices, the two most appropriate actions for John are:

Create a RAID log (to systematically document risks).

Identify an owner for each risk (to ensure accountability and clarity).

These steps ensure that risks are appropriately recorded and managed, laying the foundation for effective risk management.

The power/interest grid is a tool used in stakeholder analysis to categorize stakeholders based on their level of power (influence) and interest in the project. The position of stakeholders on the grid reflects their current status.

Key Considerations:

Where the Stakeholders Will Be After the Proposed Change: The grid represents the current state, not future projections.

Where the Stakeholders Should Be: The grid does not prescribe ideal positions but reflects actual positions.

Where the Stakeholders Actually Are at a Point in Time: The grid is a snapshot of stakeholders' current power and interest levels.

Where the Stakeholders Believe They Should Be: The grid is based on objective analysis, not subjective beliefs.

Evaluation of Each Option:

A. Where the stakeholders will be after the proposed change:The grid reflects the present, not future states.Conclusion: This is not correct .

B. Where the stakeholders should be:The grid does not prescribe ideal positions but reflects actual positions.Conclusion: This is not correct .

C. Where the stakeholders actually are at a point in time:This accurately describes the purpose of the power/interest grid.Conclusion: This is correct .

D. Where the stakeholders believe they should be:The grid is based on objective analysis, not subjective beliefs.Conclusion: This is not correct .

Final Recommendation:

The position of stakeholders on a power/interest grid represents:

C. Where the stakeholders actually are at a point in time.

Design thinking is a human-centered, iterative approach used to uncover innovative solutions by focusing on user needs and exploring multiple possibilities. It emphasizes creativity, collaboration, and experimentation.

Key Characteristics of Techniques:

Design Thinking: Uses an iterative process (empathize, define, ideate, prototype, test) to generate innovative options.

Fishbone Diagram: A root cause analysis tool, not focused on innovation.

Rich Pictures: A visual representation of a situation, useful for understanding context but not for generating innovative options.

Mind Maps: A brainstorming tool that organizes ideas hierarchically, but it does not inherently follow an iterative approach.

Evaluation of Each Option:

A. Design thinking:Design thinking explicitly uses an iterative approach to uncover innovative options.Conclusion: This is correct .

B. Fishbone diagram:Fishbone diagrams focus on identifying root causes, not innovation.Conclusion: This is not correct .

C. Rich pictures:Rich pictures visualize complex situations but do not inherently foster innovation.Conclusion: This is not correct .

D. Mind maps:Mind maps organize ideas but do not follow an iterative, innovative process like design thinking.Conclusion: This is not correct .

Final Recommendation:

The technique that uses an iterative approach to uncover innovative options is:

A. Design thinking.

To build an enterprise view of processes , we need a framework that provides a holistic understanding of how value is created and delivered across the organization.

Key Considerations:

Class Model: Represents objects and their relationships in software development, not enterprise processes.

Swimlane Diagram: Visualizes workflows and responsibilities within a process but does not provide an enterprise-wide view.

Value Chain Analysis: Analyzes the activities that create value for customers, providing a comprehensive view of enterprise processes.

Porter’s Five Forces Model: Analyzes industry competition and external factors, not internal processes.

Evaluation of Each Option:

A. Class model:A class model is used in object-oriented design and does not represent enterprise processes.Conclusion: This is not correct .

B. Swimlane diagram:While swimlane diagrams visualize workflows, they focus on specific processes rather than an enterprise-wide view.Conclusion: This is not correct .

C. Value chain analysis:Value chain analysis examines the activities that contribute to value creation, making it ideal for building an enterprise view of processes.Conclusion: This is correct .

D. Porter’s five forces model:This model analyzes external competitive forces and does not focus on internal processes.Conclusion: This is not correct .

Change control is a critical aspect of requirements management in business analysis. It ensures that changes to requirements are systematically evaluated, approved, and implemented without negatively impacting the project.

Key Considerations:

Change Control Definition: Change control is a formal process used to manage modifications to requirements, ensuring that changes are necessary, feasible, and aligned with project goals.

Version Numbering: While version numbering is part of documentation management, it is not the primary purpose of change control.

Preventing Changes: Change control does not prevent changes but ensures they are managed appropriately.

Tracing Requirements: Tracing requirements involves tracking their origin and impact, which is separate from managing changes.

Evaluation of Each Option:

A. A process to control version numbering:Version numbering is a documentation practice, not the purpose of change control.Conclusion: This is not correct .

B. A process to manage changes to requirements:This accurately describes change control as a structured approach to handling modifications to requirements.Conclusion: This is correct .

C. A process to ensure that changes cannot be made:Change control does not block changes but ensures they are managed effectively.Conclusion: This is not correct .

D. A process to trace requirements:Tracing requirements is a related but distinct activity focused on linking requirements to their source and impact.Conclusion: This is not correct .

To determine the best source of information for Natasha to understand how Halliday Holdings' brand is perceived, we need to evaluate the options based on their relevance and objectivity.

Evaluation of Each Option:

A. Independent industry websites:Independent industry websites often provide unbiased insights into how a company's brand is perceived by customers, competitors, and the market. These sources aggregate reviews, ratings, and expert opinions, making them a valuable resource for understanding external perceptions.Conclusion: This is the best source .

B. The company website:The company website reflects the organization's internal perspective and branding efforts. While useful for understanding how the company presents itself, it does not provide an external view of brand perception.Conclusion: This is not the best source .

C. The company's organizational structure:The organizational structure provides insights into the company's internal hierarchy and operations but does not relate to external brand perception.Conclusion: This is not relevant .

D. The company's complaints procedures:Complaints procedures reflect internal processes for handling customer issues but do not provide a comprehensive view of overall brand perception.Conclusion: This is not the best source .

The Power/Interest Grid is a tool used to determine appropriate strategies for managing different stakeholder groups based on their level of power (influence) and interest in the project. The grid defines four quadrants, each with a recommended management strategy:

High Power, High Interest: Manage Closely

High Power, Low Interest: Keep Satisfied

Low Power, High Interest: Keep Informed

Low Power, Low Interest: Watch (Minimum effort)

The category of Some Power, Some Interest is generally considered the mid-range or main group of stakeholders. For these individuals, the best strategy is to Keep onside (or Manage Regularly). This strategy means maintaining regular communication, involving them in the project at appropriate times, and ensuring their needs and concerns are addressed so that their interest remains positive and their moderate power does not turn against the project.

(Reference: BCS Business Analysis Practice – Stakeholder Management, Power/Interest Grid)

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The Business Readiness Assessment is a key activity conducted during the Implementation or Business Change Deployment stage of the project. Its primary purpose is to determine whether the target business areas, including the People, Organisation, and Processes, are sufficiently prepared to accept the business change and begin operating the new solution in the 'To Be' state. This involves checking factors such as whether staff have been trained, new processes are documented, communication has been effective, and necessary resources are in place. This assessment informs the 'Go/No Go' decision for the system's launch, ensuring a smooth transition to the new way of working.

(Reference: BCS Business Analysis Practice – Business Change Deployment, Business Readiness)

The stakeholder wheel is a framework used to categorize stakeholders based on their relationship to the organization or project. It typically includes categories such as customers, partners, suppliers, regulators, and competitors , among others.

Key Considerations:

Regulators, Compliance, Owners: While regulators and owners are valid stakeholders, "compliance" is not a stakeholder category but rather a function or responsibility.

Competitors, Customers, Partners: These are all valid stakeholder categories commonly found on the stakeholder wheel.

Competitors, Consumers, Providers: While competitors and consumers (a synonym for customers) are valid, "providers" is not a standard term used in the stakeholder wheel.

Contractors, Partners, Suppliers: Contractors are not typically included as a primary stakeholder category on the stakeholder wheel, though partners and suppliers are.

Evaluation of Each Option:

A. Regulators, Compliance, Owners:"Compliance" is not a stakeholder category; it refers to adherence to rules or regulations.Conclusion: This is not correct .

B. Competitors, Customers, Partners:These are all valid stakeholder categories found on the stakeholder wheel.Conclusion: This is correct .

C. Competitors, Consumers, Providers:While competitors and consumers (customers) are valid, "providers" is not a standard stakeholder category.Conclusion: This is not correct .

D. Contractors, Partners, Suppliers:Contractors are not typically included as a primary stakeholder category on the stakeholder wheel.Conclusion: This is not correct .

Final Recommendation:

The list that only includes stakeholders shown on the stakeholder wheel is:

B. Competitors, Customers, Partners

The Requirements Engineering Framework describes the sequence of activities for defining and managing the requirements for a solution. The core activities typically include:

Requirements Elicitation (gathering requirements).

Requirements Analysis (checking, prioritizing, and modelling).

Requirements Documentation (recording in a catalogue or specification).

Requirements Validation (checking fitness for purpose and completeness).Requirements Traceability (linking requirements to their source, design, and tests) is a key aspect of Requirements Management, which is the overarching framework for handling requirements changes and status, but it is typically viewed as a component of the ongoing management process rather than a standalone core engineering activity on the same level as Elicitation or Validation.

(Reference: BCS Requirements Engineering – Requirements Engineering Framework and Activities)

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 A mission statement defines the organization's purpose and primary objectives, often focusing on what the organization does and how it operates in the present. In contrast, a vision statement outlines the long-term aspirations of the organization—what it aims to become in the future. The mission provided—"To meet or undercut all our competitors' prices"—is focused on price competitiveness, which is a tactical approach rather than a strategic aspiration.

Let’s analyze each option:

A. To offer the best value office fitting service: While this aligns somewhat with the mission, it is more of a value proposition or operational goal rather than a visionary statement. It lacks the aspirational and long-term focus that defines a vision.

B. To reduce the cost of office fitting by 5%: This is a specific, measurable objective, but it is too narrow and tactical to qualify as a vision. Visions are broader and not tied to specific metrics.

C. To increase the company's market share: Increasing market share is a strategic goal, but it is still an intermediate step toward achieving something greater. It does not capture the overarching ambition of the company.

D. To be the premier office fitting company: This option reflects a long-term aspiration and aligns with the characteristics of a vision statement. It expresses the desire to achieve leadership and excellence in the industry, which is consistent with the mission of being competitive on price while aiming for a higher status.

According to the BCS Business Analysis Framework , a vision statement should inspire and guide the organization toward its ultimate goal. Therefore, D is the most appropriate choice.

Gap analysis is a structured process used to identify the differences between the current state (as-is) and the desired future state (to-be). The first step in this process involves understanding the current situation.

Key Steps in Gap Analysis:

Assemble representations of the existing situation: This involves documenting the current state, including processes, systems, and capabilities.

Compare representations of the existing and target situations: After understanding the current state, it is compared with the desired future state to identify gaps.

Identify gaps to be addressed: Once gaps are identified, they are prioritized based on their impact and feasibility.

Consider possible actions to address the gaps: Finally, potential solutions or actions are developed to bridge the identified gaps.

Evaluation of Each Option:

A. Assemble representations of existing situation:Understanding the current state is the foundational step in gap analysis. Without this, there is no baseline for comparison.Conclusion: This is correct .

B. Consider possible actions to address the gaps:This is a later step in the process, not the first.Conclusion: This is not correct .

C. Compare representations of the existing and target situations:Comparison occurs after the current state has been documented.Conclusion: This is not correct .

D. Identify gaps to be addressed:Identifying gaps follows the documentation and comparison steps.Conclusion: This is not correct .

Final Recommendation:

The first step in the gap analysis process is:

A. Assemble representations of existing situation.

The Iterative (or Agile) lifecycle model is specifically designed to deal with changing requirements and a rapid pace of change. Unlike linear models like Waterfall or the V model, which expect requirements to be fixed early, the iterative model delivers the solution in a series of repeated cycles (iterations/sprints). This approach embraces the reality that requirements will change as stakeholders learn more about the evolving product and the business environment shifts. It explicitly incorporates frequent feedback loops and allows for the adaptation of requirements throughout the project, making it the most flexible and suitable model for unstable or complex environments.

(Reference: BCS Requirements Engineering – Lifecycle Models, Agile/Iterative)

The RACI chart is a technique used to clarify and document the roles and responsibilities for activities, tasks, or deliverables within a project or business process. It is an acronym that defines the four key types of involvement:

Responsible: The person or team who does the work to complete the task.

Accountable: The person who is ultimately answerable for the correct and thorough completion of the deliverable or task, and who approves the work. Only one person can be Accountable.

Consulted: The people whose opinions are sought, and with whom there is two-way communication.

Informed: The people who are kept up-to-date on progress, often only at the completion of the task or deliverable, and with whom there is only one-way communication.

The correct categories are therefore Responsible, Accountable, Consulted, Informed.

(Reference: BCS Business Analysis Practice – Stakeholder Management, RACI Matrix)

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An organization chart visually represents the structure of an organization, including roles, responsibilities, and reporting relationships. By reviewing the organization chart, Sara can learn specific details about the sponsor of her project.

Key Considerations:

Position in the company hierarchy: The organization chart clearly shows where the sponsor fits within the company’s structure (e.g., senior leadership, middle management). This helps Sara understand their level of authority and influence.

Span of control: The chart also reveals how many teams or individuals report to the sponsor, providing insight into their scope of responsibility and decision-making power.

Culture within their team: While the chart may hint at team structure, it does not provide qualitative information about team culture, which requires direct observation or interviews.

Scope of their responsibilities: The chart outlines reporting lines but does not explicitly detail the specific responsibilities of the sponsor.

Preferred management style: Management style is a behavioral trait that cannot be inferred from an organization chart alone.

Evaluation of Each Option:

A. Their position in the company hierarchy:The organization chart explicitly shows the sponsor's position in the hierarchy, helping Sara understand their level of authority.Conclusion: This is relevant .

B. Their span of control:The chart reveals how many people or teams report to the sponsor, indicating their span of control.Conclusion: This is relevant .

C. The culture within their team:Team culture is not represented in an organization chart. It requires additional qualitative data.Conclusion: This is not relevant .

D. The scope of their responsibilities:While the chart provides structural information, it does not specify the exact responsibilities of the sponsor.Conclusion: This is not relevant .

E. Their preferred management style:Management style cannot be determined from an organization chart.Conclusion: This is not relevant .

  To determine the appropriate stakeholder management strategies for Harvey, we need to analyze his role and level of interest at two points in time:

When the project started: Harvey was the Director of Operations and had little interest in the HR project because his focus was on operational projects.

Now that his role has changed: As the Director of HR, Harvey has inherited sponsorship of the HR project, making him a key stakeholder with high interest and influence.

Stakeholder Management Strategies:

Watch: This strategy is used for stakeholders with low interest and low influence. It involves monitoring their behavior without actively engaging them.

Constant active management: This strategy is used for stakeholders with high interest and high influence. It involves frequent communication and collaboration to ensure their needs and expectations are met.

Evaluation of Each Option:

A. Keep informed; Constant active management:"Keep informed" is appropriate for stakeholders with moderate interest but does not align with Harvey's initial lack of interest.Conclusion: This is not correct .

B. Ignore, Constant active management:Ignoring a stakeholder is inappropriate, especially for someone in a senior leadership role like Harvey.Conclusion: This is not correct .

C. Watch, Constant active management:

Initially, Harvey had low interest and low influence on the HR project, making "watch" an appropriate strategy.

After becoming the Director of HR and inheriting sponsorship, Harvey now requires "constant active management" due to his high interest and influence.Conclusion: This is the correct answer .

D. Constant active management, keep informed:This reverses the order of strategies and does not align with Harvey's initial lack of interest.Conclusion: This is not correct .

The digital business analyst role focuses on leveraging technology to drive innovation and transformation. This variant of the business analyst role requires creative thinking, adaptability to rapid change, and the ability to exploit emerging technologies.

Key Characteristics of Business Analyst Roles:

Enterprise Business Analyst: Focuses on aligning business strategies and objectives across the organization.

Digital Business Analyst: Emphasizes innovation, digital transformation, and the adoption of emerging technologies.

Project Business Analyst: Works within project teams to define and deliver specific solutions.

Test Business Analyst: Specializes in ensuring requirements are met through testing and quality assurance.

Evaluation of Each Option:

A. Enterprise business analyst:While enterprise BAs focus on strategic alignment, they do not specifically emphasize innovation or emerging technologies.Conclusion: This is not correct .

B. Digital business analyst:This role explicitly involves thinking innovatively, embracing change, and leveraging emerging technologies.Conclusion: This is correct .

C. Project business analyst:Project BAs focus on delivering specific solutions rather than driving innovation or digital transformation.Conclusion: This is not correct .

D. Test business analyst:Test BAs focus on validation and quality assurance, not innovation or technology adoption.Conclusion: This is not correct .

Final Recommendation:

The variant of the business analyst role that needs to think innovatively and embrace change is:

B. Digital business analyst.

The BCS Business Change Lifecycle (which governs the entire change process from initial alignment to final benefit verification) typically comprises five key stages: Alignment, Definition, Design, Implementation, and Realisation. Realisation is the final, crucial stage where the actual benefits and expected business outcomes from the implemented solution are reviewed, measured, and confirmed against the original Business Case. Options A, B, and C are important activities or concepts that occur within the lifecycle but are not one of the five named stages of the complete end-to-end lifecycle model.

(Reference: BCS Business Analysis Practice – Business Change Lifecycle)