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  • Exam Name: Fundamentals of Ethics - Corporate Governance and Business Law
  • Last Update: 18-Mar-2024
  • Questions and Answers: 661
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BA4 Questions and Answers

Question # 1

Which of the following is correct in relation to the memorandum of association when registering a company limited by shares?

A.

The information in the objects clause in the memorandum of a company registered before the Companies Act 2006, is treated as part of the company's articles of association

B.

The name of the company must still be specified in the memorandum

C.

The memorandum must state the company's authorised share capital

D.

The country in which the company is to have its registered office must be specified in the memorandum

Question # 2

Where a countries' rules protect whistleblowers. they usually only do so where there has been a "qualifying disclosure" Which of the following statements best describes the minimum level of information which a whistleblower needs to have to make a "qualifying disclosure"?

A.

Certainty that at least one company rule is being breached or has been breached in the past

B.

Knowledge that company rules are about to be breached

C.

Reasonable grounds to believe that sufficiently serious malpractice is taking place

D.

A suspicion that serious malpractice has taken place

Question # 3

Maintaining professional knowledge and skill at the level required to ensure that a client or employer receives competent professional service demonstrates the CIMA Code of Ethics fundamental principle of:

A.

Integrity

B.

Objectivity

C.

Professional competence and due care

D.

Professional behavior

Question # 4

Which of the following is NOT one of the fundamental principles of CIMA's Code of Ethics?

A.

Integrity

B.

Respect

C.

Objectivity

D.

Confidentiality

Question # 5

B is invited to a big tennis final by one of her clients. Afterwards there is a private party at the client's home. B has too much to drink, and the client ends up sending her home in a taxi.  Which fundamental principle has B failed to live up to?

A.

Professional Behavior

B.

Objectivity

C.

Integrity

D.

Professional Competence and Due Care

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